Assistant Manager, Regulatory Trade Reporting (18-Month Contract)

Purpose

The Assistant Manager is responsible for helping to drive an efficient and effective Regulatory Reporting & Control function within Global Wholesale Operations. The Assistant Manager will execute daily and periodic monitoring controls, identify and investigate exceptions, and help support projects/initiatives to promote operational effectiveness support GWOs business strategies and objectives.

Responsibilities

• Champions a customer focused culture to deepen client relationships and leverages broader Bank relationships, systems and knowledge.
• Ensuring BNS trade reporting activities are in compliance with governing regulations and business requirements in all areas Scotiabank operates (CFTC, SEC, CTR, ESMA, FCA, MAS, HKMA, ASIC, FR2420, MIFID II, IIROC, CIRO, CAT/CAIS, SFTR, SMMD, Electronic Bluesheets).
• Identifying reporting breaks (through daily reconciliation activities and/or other controls) and remediating potential ...