Associate Director, Digital Compliance at RBC
RBC • toronto, Canada
Role Description
Lead compliance efforts at RBC Direct Investing as an Associate Director in Toronto. Your expertise in securities regulations and risk management is essential for driving business objectives and ensuring compliance.
In this full-time role, you will oversee regulatory compliance and provide key advisory services within a digital-first environment. Responsible for conducting risk assessments and compliance reviews, you'll develop policies and training programs to support business initiatives while mitigating regulatory risks. Your insights will influence senior management and front-line staff to maintain the highest standards.
Key Responsibilities:
• Manage regulatory compliance oversight for digital investments
• Provide advisory services to RBC Direct Investing and RBC InvestEase
• Conduct compliance risk assessments for business initiatives
• Develop and lead compliance training for teams
• Handle compliance reviews and escalations on varied matters
Requirement...
In this full-time role, you will oversee regulatory compliance and provide key advisory services within a digital-first environment. Responsible for conducting risk assessments and compliance reviews, you'll develop policies and training programs to support business initiatives while mitigating regulatory risks. Your insights will influence senior management and front-line staff to maintain the highest standards.
Key Responsibilities:
• Manage regulatory compliance oversight for digital investments
• Provide advisory services to RBC Direct Investing and RBC InvestEase
• Conduct compliance risk assessments for business initiatives
• Develop and lead compliance training for teams
• Handle compliance reviews and escalations on varied matters
Requirement...