Audit and Compliance Leadership Role
Wellington-Altus Financial Inc. • toronto, Canada
Role Description
Lead audit and compliance efforts as a high-performing Manager dedicated to regulatory conduct. Utilize your expertise in compliance to uphold industry standards in a full-time capacity.
Reporting to the Vice-President, you will focus on compliance strategies and support audit functions across multiple branches. Your key responsibilities include ensuring adherence to complex regulations and enhancing overall operational efficiency. Building strong relationships with stakeholders is vital for success in this position.
Key Responsibilities:
• Enhance compliance programs and operational controls
• Oversee branch audits and regulatory testing
• Conduct comprehensive risk assessments and reviews
• Develop policies for operational oversight and reporting
• Mentor teams in compliance best practices
Requirements:
• At least 10 years of relevant experience in financial services
• Background in regulatory compliance and audits required
• Strong understanding of f...
Reporting to the Vice-President, you will focus on compliance strategies and support audit functions across multiple branches. Your key responsibilities include ensuring adherence to complex regulations and enhancing overall operational efficiency. Building strong relationships with stakeholders is vital for success in this position.
Key Responsibilities:
• Enhance compliance programs and operational controls
• Oversee branch audits and regulatory testing
• Conduct comprehensive risk assessments and reviews
• Develop policies for operational oversight and reporting
• Mentor teams in compliance best practices
Requirements:
• At least 10 years of relevant experience in financial services
• Background in regulatory compliance and audits required
• Strong understanding of f...