Branch Manager At Ci Wealth Management Toronto
CI Financial • toronto, Canada
Role Description
Corporate Branch Manager – CI Assante Wealth Management
Lead compliance and supervision as a Corporate Branch Manager at CI Assante Wealth Management. This role emphasizes regulatory adherence, training, and supporting registered individuals across branches.
As a Corporate Branch Manager, you will oversee branch operations and ensure compliance with securities regulations in your assigned locations. With at least 5 years in the securities industry and 2 years in management, you’ll utilize your extensive knowledge to enhance branch performance and support registered staff throughout their training and compliance periods.
Key Responsibilities
- Supervise branch operations and compliance for AWM registered individuals
- Approve current accounts and ensure documentation is complete
- Monitor registered individuals during training and supervision
- Conduct trade and account reviews for compliance
- Report significant clien...