Chartered Accountant at OSC Ontario
Ontario Securities Commission • toronto, Canada
Role Description
Join the Ontario Securities Commission as a Chartered Accountant dedicated to investor protection and compliance. Enjoy a full-time opportunity to conduct vital reviews in a dynamic regulatory environment.
The OSC is looking for a CPA to enhance its Registration, Inspections & Examinations division. This position involves executing risk-based reviews of market participants and ensuring adherence to Ontario’s securities laws. Work alongside an integrated team to drive compliance efforts, communicate effectively with stakeholders, and make regulatory recommendations where necessary.
Key Responsibilities:
• Review compliance of registered entities in the securities sector
• Prepare reports identifying non-compliance issues
• Collaborate with firms to implement corrective measures
• Stay ahead of regulatory principles in light of market trends
Requirements:
• Active member of CPA Ontario
• At least 1 year of audit and assurance experience
• Familiarity with fi...
The OSC is looking for a CPA to enhance its Registration, Inspections & Examinations division. This position involves executing risk-based reviews of market participants and ensuring adherence to Ontario’s securities laws. Work alongside an integrated team to drive compliance efforts, communicate effectively with stakeholders, and make regulatory recommendations where necessary.
Key Responsibilities:
• Review compliance of registered entities in the securities sector
• Prepare reports identifying non-compliance issues
• Collaborate with firms to implement corrective measures
• Stay ahead of regulatory principles in light of market trends
Requirements:
• Active member of CPA Ontario
• At least 1 year of audit and assurance experience
• Familiarity with fi...