Compliance Analyst - 12 Month Term
TechAlliance of Southwestern Ontario, London Economic Development Corporation • london, Canada
Role Description
Canada Life Investment Management Ltd. (CLIML), a registered investment fund manager, portfolio manager, and commodity trading manager regulated primarily by the Ontario Securities Commission, is seeking a detail-oriented and proactive Compliance Analyst to join our Wealth Solutions team. CLIML is the manager of the Canada Life and Counsel Mutual Funds.
As a Compliance Analyst, you will play a key role in maintaining a robust control environment and ensuring adherence to regulatory requirements. You will monitor and analyze trade activity, support regulatory filings, and collaborate with internal and external stakeholders to uphold compliance standards.
What you will do
- Conduct trade and holdings compliance reviews using Bloomberg and other analytical tools
- Provide oversight of fund compliance by collaborating with sub-advisors and portfolio managers to gain insights into fund activity
- Execute and document compliance-related con...