Compliance Analyst at Questrade
Community Trust Company • toronto, Canada
Role Description
Become a Compliance Analyst specializing in Business Integrity at Questrade Financial Group in North York, ON. This hybrid role requires expertise in compliance investigations and regulatory responses.
Questrade Financial Group seeks a Compliance Analyst to handle escalated client complaints and support broader compliance efforts. Ideal candidates will possess strong organizational skills, solid decision-making abilities, and the capacity to work collaboratively within a diverse environment. As a member of the compliance team, you will engage with AI tools and contribute to consumer protection initiatives while meeting regulatory timelines.
Key Responsibilities:
• Investigate escalated client complaints impartially
• Draft responses aligning with client communication standards
• Maintain accurate records for audit trails
• Identify emerging compliance issues for escalation
• Support compliance audits and reviews with memorandums
Questrade Financial Group seeks a Compliance Analyst to handle escalated client complaints and support broader compliance efforts. Ideal candidates will possess strong organizational skills, solid decision-making abilities, and the capacity to work collaboratively within a diverse environment. As a member of the compliance team, you will engage with AI tools and contribute to consumer protection initiatives while meeting regulatory timelines.
Key Responsibilities:
• Investigate escalated client complaints impartially
• Draft responses aligning with client communication standards
• Maintain accurate records for audit trails
• Identify emerging compliance issues for escalation
• Support compliance audits and reviews with memorandums