Compliance Associate – UCITS

CLARC Recruitment • London, United Kingdom

Location London, England
Job Type Full Time
Posted June 04, 2026

Role Description

We are working with an Investment Management business that has grown its AUM considerably over the years we have worked with them. A vibrant business at a key stage of their continued growth.

This is a newly created position that requires a strong Compliance individual with a good knowledge of UCITS and/or ETFs. The role is very generalist and would suit an inquisitive & proactive individual.

The role requires 3 days a week in the office.

Job Requirements:

  • Execute Compliance Monitoring Plan, including e-surveillance and alerts
  • Prepare SMCR updates and assessments (fit & proper)
  • Advise on BAU and project compliance (cross-border activity from UK, non-UK, Switzerland)
  • Support SMF16/17 in Compliance projects
  • Handle core compliance tasks (Gifts & Entertainment, Personal Account Dealing, Conflicts, Outside Business Interests)
  • Manage compliance administration (new joiner setup, FCA Directory Person submissions)

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