Compliance Manager at Purpose Unlimited
Advisor Solutions by Purpose • toronto, Canada
Role Description
Lead compliance initiatives with Purpose Unlimited as a Senior Compliance Manager in Canada. Drive innovation and regulatory guidance while ensuring business practices align with regulatory frameworks.
As a pivotal figure within Purpose Unlimited, you'll establish a compliance function designed for the future, addressing AML, securities law, and privacy concerns. Your insights and proactive strategies will shape the way the business navigates complex regulatory landscapes while protecting against risk. The Senior Compliance Manager will collaborate with business leaders to ensure that compliance is an asset, enabling growth and operational excellence.
Key Responsibilities:
• Provide compliance advisory to business units on regulatory matters
• Manage regulatory correspondence with precision and professionalism
• Draft and maintain compliance policies for accessibility and clarity
• Execute duties within the compliance calendar, keeping ahead of deadlines
• Develop ...
As a pivotal figure within Purpose Unlimited, you'll establish a compliance function designed for the future, addressing AML, securities law, and privacy concerns. Your insights and proactive strategies will shape the way the business navigates complex regulatory landscapes while protecting against risk. The Senior Compliance Manager will collaborate with business leaders to ensure that compliance is an asset, enabling growth and operational excellence.
Key Responsibilities:
• Provide compliance advisory to business units on regulatory matters
• Manage regulatory correspondence with precision and professionalism
• Draft and maintain compliance policies for accessibility and clarity
• Execute duties within the compliance calendar, keeping ahead of deadlines
• Develop ...