Compliance Officer
The Skyline Group of Companies • Oakville, Canada
Role Description
We’re expanding our Wealth Management team and searching for a passionate, driven and energetic candidate for the position of Compliance Officer.
Skyline Wealth Management, a division of the Skyline Group of Companies, is a premier wealth planning and investment firm that offers clients a best-in-class investor experience, and a comprehensive approach to unique alternative investment products and financial planning services. This full-time position will be located at our office in Oakville, ON and will report to the Chief Compliance Officer.
Compensation: Starting at $65,000.00 annually plus bonus.
What you will be doing:
+ Apply policies and regulatory rules appropriately to respond to compliance related inquiries from the Wealth Management team.
+ Assist in the creation and implementation of new and amended policies and procedures for compliance initiatives and controls, ensuring applicable securities laws and National Instruments are adhe...
Skyline Wealth Management, a division of the Skyline Group of Companies, is a premier wealth planning and investment firm that offers clients a best-in-class investor experience, and a comprehensive approach to unique alternative investment products and financial planning services. This full-time position will be located at our office in Oakville, ON and will report to the Chief Compliance Officer.
Compensation: Starting at $65,000.00 annually plus bonus.
What you will be doing:
+ Apply policies and regulatory rules appropriately to respond to compliance related inquiries from the Wealth Management team.
+ Assist in the creation and implementation of new and amended policies and procedures for compliance initiatives and controls, ensuring applicable securities laws and National Instruments are adhe...