Compliance Specialist – Bilingual French/English
IGM Financial • montreal (administrative region), Canada
Role Description
Join IG as a Bilingual Compliance Specialist, where your French and English fluency drives compliance within the securities industry. This position allows you to engage deeply with regulations affecting mutual funds and investment dealers.
You will review and analyze trade activities daily, identifying risks and developing corporate policies that align with CIRO standards. Key collaboration with Distribution Leadership and other teams ensures good business practices and successful complaint resolution processes, all while utilizing your strong organizational skills in this dynamic role.
Key Responsibilities:
• Review daily trade activities for compliance
• Analyze monthly reports to detect deficiencies
• Contribute to policy development and execution
• Assess trades using the compliance dashboard
• Communicate findings and trends to compliance managers
Requirements:
• 2-4 years of experience in compliance
• Relevant certifications such as IFIC or CSC
• ...
You will review and analyze trade activities daily, identifying risks and developing corporate policies that align with CIRO standards. Key collaboration with Distribution Leadership and other teams ensures good business practices and successful complaint resolution processes, all while utilizing your strong organizational skills in this dynamic role.
Key Responsibilities:
• Review daily trade activities for compliance
• Analyze monthly reports to detect deficiencies
• Contribute to policy development and execution
• Assess trades using the compliance dashboard
• Communicate findings and trends to compliance managers
Requirements:
• 2-4 years of experience in compliance
• Relevant certifications such as IFIC or CSC
• ...