Director of Compliance at iA Private Wealth
iA Financial Group (Industrial Alliance) • montreal (administrative region), Canada
Role Description
Lead compliance initiatives at iA Private Wealth as the Director of Compliance for Tier 2 Supervision. Drive team performance and compliance function effectiveness across Canada in a hybrid work model.
In this pivotal role, you will be responsible for overseeing the Managed Program and Capital Market compliance functions. Working closely with the CCO, you will ensure operational efficiency and meet complex regulatory requirements. Your leadership skills will be vital in cultivating talent and enhancing business relationships to maintain a robust compliance culture.
Key Responsibilities:
• Mentor and guide a national compliance team
• Enhance tier 2 supervision and regulatory compliance
• Implement risk management and operational improvements
• Present compliance metrics to the CCO
• Identify training needs for team members
Requirements:
• Minimum 15 years in finance; 5 years in management
• Degree in finance or law
• Deep knowledge of financial products...
In this pivotal role, you will be responsible for overseeing the Managed Program and Capital Market compliance functions. Working closely with the CCO, you will ensure operational efficiency and meet complex regulatory requirements. Your leadership skills will be vital in cultivating talent and enhancing business relationships to maintain a robust compliance culture.
Key Responsibilities:
• Mentor and guide a national compliance team
• Enhance tier 2 supervision and regulatory compliance
• Implement risk management and operational improvements
• Present compliance metrics to the CCO
• Identify training needs for team members
Requirements:
• Minimum 15 years in finance; 5 years in management
• Degree in finance or law
• Deep knowledge of financial products...