Fidelity Canada Compliance Manager Role
Fidelity International • toronto, Canada
Role Description
Join Fidelity Canada as a Compliance Manager, focusing on trade surveillance and improving compliance protocols in a hybrid position. This job requires travel to the Toronto or Mississauga office and valid Canadian work authorization.
In this pivotal role, you will support the Trade Compliance Manager with daily operations of the Trade Surveillance program, assessing market abuse and enhancing surveillance tools. Your experience will help refine internal policies, manage trade desk requests, and lead compliance training for FCC employees. This position demands strong collaboration skills with a focus on risk assessment.
Key Responsibilities:
• Manage trade surveillance activities and investigations
• Enhance and maintain surveillance tool functionalities
• Conduct control testing and develop review metrics
• Lead pre-trade risk controls and monitor for limit breaches
• Provide compliance training to company personnel
Requirements:
• Bachelor’s degree in Econo...
In this pivotal role, you will support the Trade Compliance Manager with daily operations of the Trade Surveillance program, assessing market abuse and enhancing surveillance tools. Your experience will help refine internal policies, manage trade desk requests, and lead compliance training for FCC employees. This position demands strong collaboration skills with a focus on risk assessment.
Key Responsibilities:
• Manage trade surveillance activities and investigations
• Enhance and maintain surveillance tool functionalities
• Conduct control testing and develop review metrics
• Lead pre-trade risk controls and monitor for limit breaches
• Provide compliance training to company personnel
Requirements:
• Bachelor’s degree in Econo...