Role Description
Responsibilities:
Responsibility for reviewing contractual agreements Review of fund documents to ensure that they are compliant with the regulatory requirements
Notification to the regulator for the AIFM/EUVECA/UCITS passports
Maintenance of the passport required documentation
Eligibility checks for EUVECA
Communication of marketing material for EUVECA distribution
Organization of the board meetings – acting as secretary
Organization of the ExCo and CO meetings
Acting as Compliance Officer
Identify and assess all compliance risks that the company is exposed to
Advise the Board on changes to Law and regulation and how they will impact the Company
Maintain the Companies manual of procedures, company compliance charter and policy
Develop and execute the company’s compliance monitoring program
Ensure that all staf...