iA Private Wealth Compliance Director
Iaawg • montreal (administrative region), Canada
Role Description
Become the Compliance Director at iA Private Wealth, taking charge of Tier 2 Supervision. Manage compliance programs for capital markets while leading a talented team across Canada.
As a vital member of the management team, you will oversee a group of 25, identifying opportunities to enhance risk management and efficiency. Your expertise will help align compliance standards and strategies while staying current with regulatory requirements, furthering our culture of compliance across the organization.
Key Responsibilities:
• Direct a team focused on tier 2 supervision processes
• Identify enhancements for risk and operational efficiency
• Present performance indicators for trading oversight
• Support new product initiatives with compliance insights
• Foster relationships for an inclusive compliance culture
Requirements:
• 15 years of financial experience, with 5 years managing teams
• Bachelor’s in finance or law preferred
• High ethical integrity and st...
As a vital member of the management team, you will oversee a group of 25, identifying opportunities to enhance risk management and efficiency. Your expertise will help align compliance standards and strategies while staying current with regulatory requirements, furthering our culture of compliance across the organization.
Key Responsibilities:
• Direct a team focused on tier 2 supervision processes
• Identify enhancements for risk and operational efficiency
• Present performance indicators for trading oversight
• Support new product initiatives with compliance insights
• Foster relationships for an inclusive compliance culture
Requirements:
• 15 years of financial experience, with 5 years managing teams
• Bachelor’s in finance or law preferred
• High ethical integrity and st...