Lead Compliance Manager at BMO Investments
BMO Financial Group • toronto, Canada
Role Description
Drive compliance initiatives at BMO Investments as a Lead Compliance Manager. Support the mutual fund dealer with regulatory guidance and foster a culture of integrity within your team.
In this leadership role, you will oversee compliance activities and manage a high-performing advisory team. Your expertise in mutual fund regulations and risk assessments will guide the organization in meeting compliance requirements. With a hybrid work model, your contributions will significantly influence business risk management and compliance culture.
Key Responsibilities:
• Champion a strong compliance culture aligned with BMO's values
• Mentor a high-performing compliance advisory team
• Act as a trusted advisor on regulatory obligations
• Provide strategic insight to senior leadership
• Lead regulatory engagements and compliance reporting
Requirements:
• 5+ years in dealer compliance, preferably mutual fund related
• Strong knowledge of CIRO and AMF business conduct ...
In this leadership role, you will oversee compliance activities and manage a high-performing advisory team. Your expertise in mutual fund regulations and risk assessments will guide the organization in meeting compliance requirements. With a hybrid work model, your contributions will significantly influence business risk management and compliance culture.
Key Responsibilities:
• Champion a strong compliance culture aligned with BMO's values
• Mentor a high-performing compliance advisory team
• Act as a trusted advisor on regulatory obligations
• Provide strategic insight to senior leadership
• Lead regulatory engagements and compliance reporting
Requirements:
• 5+ years in dealer compliance, preferably mutual fund related
• Strong knowledge of CIRO and AMF business conduct ...