Manager of Compliance and Regulatory Affairs
BMO Financial Group • toronto, Canada
Role Description
As BMO’s Manager of Compliance and Regulatory Affairs, take the lead in supporting Wealth businesses through effective compliance strategies and expert regulatory advice. This role is pivotal in ensuring that all operations align with compliance standards.
You will direct compliance efforts across multiple sectors, including Trust and Platinum Banking, while managing risks associated with regulatory changes. Your expertise will help to implement and sustain the Enterprise Compliance Program. You'll work with legal teams and business leaders to anticipate and respond to regulatory compliance issues, ensuring robust internal controls are in place and functional.
Key Responsibilities:
• Lead compliance initiatives for Wealth and P&BB
• Oversee regulatory compliance issue identification and management
• Collaborate on policy development and implementation
• Maintain strong engagement with business stakeholders
• Provide comprehensive compliance training and support
...
You will direct compliance efforts across multiple sectors, including Trust and Platinum Banking, while managing risks associated with regulatory changes. Your expertise will help to implement and sustain the Enterprise Compliance Program. You'll work with legal teams and business leaders to anticipate and respond to regulatory compliance issues, ensuring robust internal controls are in place and functional.
Key Responsibilities:
• Lead compliance initiatives for Wealth and P&BB
• Oversee regulatory compliance issue identification and management
• Collaborate on policy development and implementation
• Maintain strong engagement with business stakeholders
• Provide comprehensive compliance training and support
...