Registration Officer
CIRO / OCRI • toronto, Canada
Role Description
Registration Officer
Locations: Vancouver, Calgary, Toronto, Montreal
Position Type: Permanent, Full-Time (Hybrid)
CIRO is a self‑regulatory organization committed to setting high regulatory standards for the investment industry, safeguarding investors, and supporting the integrity of Canada’s capital markets. Join a growing team and contribute to the dynamic and complex world of Canadian capital markets.
Core Responsibilities
- Review registration filings of moderate complexity.
- Conduct registration gatekeeper functions through quality, timely and consistent review of NRD applications and notices.
- Review information relevant to registration using internal and external sources.
- Correspond with filers and their representatives requesting further information, where applicable.
- Accurately assess and recommend an appropriate course of action ...