Regulatory Supervision Senior Manager at CIBC
Role, Inc. • calgary, Canada
Role Description
Join CIBC as a Senior Manager of Regulatory Supervision and influence compliance standards at our branches. Utilize your expertise in a hybrid working environment for optimal productivity.
This critical role involves supervising staff and ensuring adherence to all regulatory requirements. You will provide substantial training and support to improve staff performance and reduce supervisory queries. Your leadership will be integral to maintaining operational integrity within the bank.
Key Responsibilities:
• Oversee supervision of Investment Advisors and Assistants
• Review and approve account openings and updates
• Manage branch compliance and operational risk effectively
• Create and promote a culture of operational excellence
• Educate staff on compliance policies and procedures
Requirements:
• Proven experience in a supervisory role in finance
• Registered CIRO-ID Supervisor certifications essential
• Current Canadian Securities Course accreditation
This critical role involves supervising staff and ensuring adherence to all regulatory requirements. You will provide substantial training and support to improve staff performance and reduce supervisory queries. Your leadership will be integral to maintaining operational integrity within the bank.
Key Responsibilities:
• Oversee supervision of Investment Advisors and Assistants
• Review and approve account openings and updates
• Manage branch compliance and operational risk effectively
• Create and promote a culture of operational excellence
• Educate staff on compliance policies and procedures
Requirements:
• Proven experience in a supervisory role in finance
• Registered CIRO-ID Supervisor certifications essential
• Current Canadian Securities Course accreditation