Securities Agent
Sandpiper Asset Management Inc. • vancouver, Canada
Role Description
Securities Agent
Posted on May 29, 2026 by Sandpiper Asset Management Inc.
Job Summary
Operate as a securities agent in a trading environment, buying and selling securities on behalf of an investment dealer while ensuring compliance with industry regulations and providing client services.
Responsibilities
- Buy and sell securities at stock exchanges.
- Ensure investment transactions comply with industry regulations.
- Monitor clients' investment portfolios.
- Provide investment information and service to clients.
Qualifications
- Bachelor's degree.
- 1 year to less than 2 years of experience in trading/market analysis.
- Canadian Securities Course (CSC) certification.
- Proficiency in MS Access, Excel, Office, Outlook, PowerPoint, Word.
- Strong analytical, communication, multitasking and client‑focus skills.
Benefits
- ...