Senior Compliance Manager Hybrid Role
Fidelity International • toronto, Canada
Role Description
Take the lead as a Senior Regulatory Compliance Manager at Fidelity Canada, working hybrid in Toronto and Mississauga. This role is pivotal in shaping the integrity of investment practices through effective compliance initiatives.
This contract position, ending in October 2027, demands at least 5 years' experience in compliance within the investment sector. You will oversee the Trade Surveillance Program, implement robust control measures, and track compliance, ensuring that all trading adheres to established regulations. Strong communication and analytical skills will be essential.
Key Responsibilities:
• Oversee daily operation of the Trade Surveillance Program
• Collaborate on compliance program improvements
• Monitor and record limit breaches across trading platforms
• Analyze impacts of trading rules and provide actionable insights
• Assist in regulatory reporting and audits
Requirements:
• 5+ years in compliance or trading desk roles
• University deg...
This contract position, ending in October 2027, demands at least 5 years' experience in compliance within the investment sector. You will oversee the Trade Surveillance Program, implement robust control measures, and track compliance, ensuring that all trading adheres to established regulations. Strong communication and analytical skills will be essential.
Key Responsibilities:
• Oversee daily operation of the Trade Surveillance Program
• Collaborate on compliance program improvements
• Monitor and record limit breaches across trading platforms
• Analyze impacts of trading rules and provide actionable insights
• Assist in regulatory reporting and audits
Requirements:
• 5+ years in compliance or trading desk roles
• University deg...